Disclosure Statement

Prism Capital Management, LLC is a State of Washington registered investment advisor located in Seattle, Washington.

Prism is in compliance with the current filing requirements required by the state of Washington.  Prism may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.  Prism’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and its links.  Any of Prism’s website published on the internet should not be construed by any consumer and/or prospective client as Prism’s solicitation to effect, or attempt to effect transactions in securities, an offer to sell securities, or the rendering of personalized investment advice for compensation, over the internet.  Any subsequent, direct communication by Prism with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  Prism does not make any representation or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Prism’s website or incorporated therein, and take no responsibility thereto.  All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.

Hypothetical data does not represent actual performance and should not be interpreted as an indication of actual performance.  The data was based on transactions that were not made.  Instead, the transactions were simulated, based on knowledge that was available after the fact and thus with the benefit of hindsight.  Results do not include the impact of taxes, if any.

Past performance may not be indicative of future results.  No assumption should be made for the future performance of any specific investment, investment strategy (including any recommendations made by Prism) or product made reference to directly or indirectly by Prism on its website, or indirectly via a link to an unaffiliated third party website that any will be profitable or equal the corresponding indicated performance level(s).  Different types of investment involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio.  Indexes and/or benchmarks are unmanaged and cannot be invested in directly.

Prism does not guarantee the accuracy and completeness of the information on this website and such information is provided on an “as is” basis.  The information provided on this website is propriety.  Certain portions of Prism‘s website (newsletters, articles, commentaries, etc.) may contain discussions of Prism’s recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer reflect current opinions or recommendations.  No client or prospective client should assume that any such discussion constitutes personalized advice from Prism or from any other investment professional.  Prism is neither an attorney nor accountant, and no portion of the website content should be construed as legal, accounting or tax advice.  Further, the reader is solely responsible for determining whether any investment, security or strategy, or any other product or service, is appropriate or suitable for the reader based on the reader’s investment objectives and personal and financial situation.  The reader should consult with an investment professional, attorney and/or tax professional regarding their specific investment, legal or tax situation.

Opinions expressed on this site or in the articles accessible are subject to change without notice and, due to the rapidly changing nature of the security markets, may quickly become outdated.

Any economic calculator or similar device contained on or linked to Prism’s website and utilized is for informational purposes only.  The user of such a device acknowledges and understands that the information resulting from such use is not and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Prism or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its/ access to Prism’s website, to release and hold harmless Prism, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Prism.

Thank you.