Our Approach

Independent Financial Analysis On Your Behalf
As an investor, you can go anywhere for financial advice. Wall Street brokerages, giant insurance companies and online discount brokers are vying for your business. Here’s why Prism Capital Management is the right choice:

• We are an independent, privately owned firm with no ties to a giant corporate parent
• As a fiduciary advisory, we choose a financial path that is best for you—unbiased by the demands of a corporate parent  
• Our entire focus is on developing and managing a comprehensive financial strategy that meets your unique needs
• We are committed to supporting you in your efforts to realize your goals and objectives
• You receive personal attention and advice from professionals who come to know you

As a Registered Investment Advisor regulated by the U.S. Securities And Exchange, Prism Capital Management LLC works exclusively for you, putting your interest first in all we do. Working as your advisor, we are a fiduciary and must always protect your best interests and disclose to you any conflicts that could prevent us from serving your best interests. This makes our role very different from the traditional financial advisor to individual investors, stockbrokers, and we take seriously our responsibility to act as your fiduciary. Our commitment to serve as a fiduciary forms the foundation required in a trusting advisory relationship.

Private Client Services From A Boutique Firm
Prism Capital Management LLC manages financial affairs of businesses with retirement plans, families and individuals. We manage investment portfolios, and specialize in comprehensive financial planning, which provides you and/or your company with very personal, detailed counseling such that you can pay attention to what’s most important to you in life.

• We are fiduciaries and are legally obligated to always pursue what’s best for you.
• As a boutique advisory firm, we are dedicated to providing extraordinary personal service.
• Your portfolio is tailored to your personal needs, then monitored with a long-term perspective.

Your Needs Drive Our Relationship And Advice

Prism Capital Management LLC doesn’t promise quick answers or easy solutions. Instead, we offer a prudent process with a long-term focus that allows you to meet life’s most important goals.

Discovery: In our first meeting, we work together to uncover your true financial needs, goals, concerns, and evaluate your current financial position.

Your financial framework: With a better understanding of where you are and where you want to go, we will design a customized, actionable plan to help you achieve your goals.

Mutual commitment: Once you have had a chance to review your plan, we can answer all of your questions, respond to any concerns, and then decide together how to proceed.

Implementing your plan: If you want, we can take care of the paperwork and get your plan moving forward. Call us at any time for information or if you have questions.

Review: As life changes, so do your goals. To make sure your plan remains in line with your goals we will meet regularly to review your progress and ensure your plan continues to fit your objectives.

Independence Is Its Own Reward
As an independent advisory firm, Prism Capital Management LLC is not pressured by a parent company to direct you into their proprietary products. As a result, we have the freedom to provide you with a wide variety of investment choices from among the best that the financial services industry has to offer. And as a Registered Investment Advisor with the Securities Exchange Commission, we have a fiduciary responsibility to always put your best interests ahead of ours. You never have to worry about a conflict of interest when we make a recommendation.

Investment Management, RIA, Fiduciary
Wealth Management Based On Trust
As A Fiduciary, We Are Different From Other Advisors
As a Registered Investment Advisor regulated by the U.S. Securities And Exchange, Prism Capital Management LLC works exclusively for you, putting your interest first in all we do. Working as your advisor, we are a fiduciary and must always protect your best interests and disclose to you any conflicts that could prevent us from serving your best interests. This makes our role very different from the traditional financial advisor to individual investors, stockbrokers, and we take seriously our responsibility to act as your fiduciary. Our commitment to serve as a fiduciary forms the foundation required in a trusting advisory relationship.

Objective Advice From Independent Experts
A Trusted Investment Counselor To Help You Reach Your Goals
Your goals are the driving force behind the financial guidance we offer. As an independent advisory firm, we select the products and strategies that are right for you. We are not beholden to the corporate agenda of a Wall Street firm. We are not influenced by an investment banking arm and our research on your behalf is thus not tainted by conflicts of interest that have plagued Wall Street giants. Our advice and relationships with industry professionals spans the broad range of financial issues you must address:

• Portfolio policy, construction and rebalancing
• Retirement fund accumulation and withdrawal
• Tax minimization
• Funding college and other major expense
• Estate planning and trust management

2. Staying On Top Of Your Finances
A Long-Term Plan Monitored Regularly
In a fast-changing world, you need to keep a close eye on your financial affairs. At Prism Capital Management LLC, our professionals have the expertise to confront this challenge. We have the knowledge and experience to help you or to refer you to the proper professional:

• Align your portfolio with your financial goals and needs
• Select suitable investments mindful of your risk tolerance
• Rebalance your portfolio as markets fluctuate
• Develop a detailed financial plan that can provide you income in retirement
• Monitor your progress in adhering to your plan

Although we base our advice on your long-term goals, we are actively monitoring the markets and watching over your money daily. By checking your portfolio’s performance against your financial goals, we focus the management of your financial life on achieving what’s most important to you.